Our Staff has compiled our research into a database of FINRA Broker Allegations for Kenneth David Blumberg.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Kenneth David Blumberg | 1585520 | 5 | 03/18/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
| Kenneth David Blumberg | 1585520 | 5 | 12/14/2017 | Customer Dispute | Award / Judgment | $20,000,000.00 | $1,524,180.00 | See Allegations |
| Kenneth David Blumberg | 1585520 | 5 | 08/25/2003 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
| Kenneth David Blumberg | 1585520 | 5 | 02/06/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Kenneth David Blumberg | 1585520 | 5 | 06/07/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |