Our Staff has compiled our research into a database of FINRA Broker Allegations for Gregory Jon Williams.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Gregory Jon Williams | 1561089 | 10 | 03/29/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Gregory Jon Williams | 1561089 | 10 | 04/01/2021 | Customer Dispute | Pending | $30,000.00 | $0.00 | See Allegations |
| Gregory Jon Williams | 1561089 | 10 | 10/26/2020 | Customer Dispute | Pending | $250,000.00 | $0.00 | See Allegations |
| Gregory Jon Williams | 1561089 | 10 | 10/07/2020 | Customer Dispute | Pending | $99,000.00 | $0.00 | See Allegations |
| Gregory Jon Williams | 1561089 | 10 | 09/09/2020 | Customer Dispute | Pending | $500,000.00 | $0.00 | See Allegations |
| Gregory Jon Williams | 1561089 | 10 | 03/31/2020 | Customer Dispute | Pending | $500,000.00 | $0.00 | See Allegations |
| Gregory Jon Williams | 1561089 | 10 | 03/29/2019 | Customer Dispute | Award / Judgment | $578,821.00 | $45,818.00 | See Allegations |
| Gregory Jon Williams | 1561089 | 10 | 06/15/2018 | Customer Dispute | Pending | $1,200,000.00 | $0.00 | See Allegations |
| Gregory Jon Williams | 1561089 | 10 | 08/19/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Gregory Jon Williams | 1561089 | 10 | 02/03/2009 | Customer Dispute | Settled | $90,000.00 | $0.00 | See Allegations |