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FINRA Broker Allegations for Michael Frank Paesano

Our Staff has compiled our research into a database of FINRA Broker Allegations for Michael Frank Paesano.

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Displaying 21-27 out of 27 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Michael Frank Paesano15572292703/23/2011Customer DisputeSettled$251,000.00$0.00See Allegations
Michael Frank Paesano15572292701/19/2010Customer DisputeSettled$1,100,000.00$0.00See Allegations
Michael Frank Paesano15572292708/17/2009Customer DisputeSettled$1,400,000.00$0.00See Allegations
Michael Frank Paesano15572292707/24/2009Customer DisputeDenied$434,000.00$0.00See Allegations
Michael Frank Paesano15572292701/20/2009Customer DisputeDenied$500,000.00$0.00See Allegations
Michael Frank Paesano15572292712/22/2008Customer DisputeDenied$5,000.00$0.00See Allegations
Michael Frank Paesano15572292709/26/2008Customer DisputeDenied$5,000.00$0.00See Allegations

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