Our Staff has compiled our research into a database of FINRA Broker Allegations for Michael Frank Paesano.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Michael Frank Paesano | 1557229 | 27 | 03/23/2011 | Customer Dispute | Settled | $251,000.00 | $0.00 | See Allegations |
Michael Frank Paesano | 1557229 | 27 | 01/19/2010 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See Allegations |
Michael Frank Paesano | 1557229 | 27 | 08/17/2009 | Customer Dispute | Settled | $1,400,000.00 | $0.00 | See Allegations |
Michael Frank Paesano | 1557229 | 27 | 07/24/2009 | Customer Dispute | Denied | $434,000.00 | $0.00 | See Allegations |
Michael Frank Paesano | 1557229 | 27 | 01/20/2009 | Customer Dispute | Denied | $500,000.00 | $0.00 | See Allegations |
Michael Frank Paesano | 1557229 | 27 | 12/22/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See Allegations |
Michael Frank Paesano | 1557229 | 27 | 09/26/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See Allegations |