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FINRA Broker Allegations for Iris Cecelia Israel

Our Staff has compiled our research into a database of FINRA Broker Allegations for Iris Cecelia Israel.

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Displaying 10 out of 35 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Iris Cecelia Israel15473633501/09/2024Customer DisputePending$1,500,000.00$0.00See Allegations
Iris Cecelia Israel15473633508/08/2023Customer DisputeSettled$500,000.00$0.00See Allegations
Iris Cecelia Israel15473633508/07/2023Customer DisputeSettled$500,000.00$0.00See Allegations
Iris Cecelia Israel15473633506/05/2023Customer DisputeSettled$2,000,000.00$0.00See Allegations
Iris Cecelia Israel15473633504/24/2023Customer DisputeSettled$0.00$0.00See Allegations
Iris Cecelia Israel15473633503/28/2023Customer DisputeSettled$0.00$0.00See Allegations
Iris Cecelia Israel15473633502/01/2023Customer DisputeSettled$734,748.00$0.00See Allegations
Iris Cecelia Israel15473633501/18/2023Customer DisputeSettled$580,000.00$0.00See Allegations
Iris Cecelia Israel15473633512/28/2022Customer DisputeSettled$0.00$0.00See Allegations
Iris Cecelia Israel15473633512/19/2022Customer DisputeSettled$0.00$0.00See Allegations

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