Our Staff has compiled our research into a database of FINRA Broker Allegations for Seth Gordon Mason.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Seth Gordon Mason | 1540891 | 7 | 05/18/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Seth Gordon Mason | 1540891 | 7 | 09/21/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Seth Gordon Mason | 1540891 | 7 | 07/17/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Seth Gordon Mason | 1540891 | 7 | 05/20/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See Allegations |
| Seth Gordon Mason | 1540891 | 7 | 11/20/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Seth Gordon Mason | 1540891 | 7 | 05/28/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Seth Gordon Mason | 1540891 | 7 | 10/10/1997 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |