Our Staff has compiled our research into a database of FINRA Broker Allegations for Robert Spencer Cavanagh.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Robert Spencer Cavanagh | 1494481 | 4 | 07/05/2017 | Customer Dispute | Settled | $160,000.00 | $0.00 | See Allegations |
| Robert Spencer Cavanagh | 1494481 | 4 | 04/12/2016 | Customer Dispute | Award / Judgment | $1,027,310.00 | $0.00 | See Allegations |
| Robert Spencer Cavanagh | 1494481 | 4 | 10/24/2011 | Customer Dispute | Settled | $76,687.80 | $0.00 | See Allegations |