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FINRA Broker Allegations for Karl Pettijohn

Our Staff has compiled our research into a database of FINRA Broker Allegations for Karl Pettijohn.

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Displaying 2 out of 2 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Karl Pettijohn1453775205/23/2017Customer DisputeAward / Judgment$5,000.00$211,148.00See Allegations
Karl Pettijohn1453775204/29/2016Employment Separation After Allegations$0.00$0.00See Allegations

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