Our Staff has compiled our research into a database of FINRA Broker Allegations for Karl Pettijohn.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Karl Pettijohn | 1453775 | 2 | 05/23/2017 | Customer Dispute | Award / Judgment | $5,000.00 | $211,148.00 | See Allegations |
Karl Pettijohn | 1453775 | 2 | 04/29/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |