Our Staff has compiled our research into a database of FINRA Broker Allegations for Gary John Basralian.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Gary John Basralian | 14385 | 9 | 04/23/2019 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Gary John Basralian | 14385 | 9 | 08/02/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Gary John Basralian | 14385 | 9 | 05/22/2018 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Gary John Basralian | 14385 | 9 | 04/11/2018 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| Gary John Basralian | 14385 | 9 | 03/20/2018 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Gary John Basralian | 14385 | 9 | 12/15/2017 | Customer Dispute | Award / Judgment | $0.00 | $2,613,660.00 | See Allegations |
| Gary John Basralian | 14385 | 9 | 12/12/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Gary John Basralian | 14385 | 9 | 12/12/2017 | Customer Dispute | Award / Judgment | $4,518,490.00 | $0.00 | See Allegations |
| Gary John Basralian | 14385 | 9 | 11/24/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |