Our Staff has compiled our research into a database of FINRA Broker Allegations for Julie Lan Cohen.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Julie Lan Cohen | 1424275 | 3 | 12/15/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
Julie Lan Cohen | 1424275 | 3 | 08/01/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
Julie Lan Cohen | 1424275 | 3 | 02/14/2019 | Customer Dispute | Award / Judgment | $0.00 | $727,000.00 | See Allegations |