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FINRA Broker Allegations for Julie Lan Cohen

Our Staff has compiled our research into a database of FINRA Broker Allegations for Julie Lan Cohen.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Julie Lan Cohen1424275312/15/2020Customer DisputeSettled$500,000.00$0.00See Allegations
Julie Lan Cohen1424275308/01/2019Customer DisputeSettled$0.00$0.00See Allegations
Julie Lan Cohen1424275302/14/2019Customer DisputeAward / Judgment$0.00$727,000.00See Allegations

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