Our Staff has compiled our research into a database of FINRA Broker Allegations for Monica Mary Baldwin.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Monica Mary Baldwin | 1410593 | 2 | 09/06/2019 | Customer Dispute | Award / Judgment | $4,000,000.00 | $165,000.00 | See Allegations |
| Monica Mary Baldwin | 1410593 | 2 | 05/25/2010 | Customer Dispute | Settled | $120,000.00 | $0.00 | See Allegations |