Our Staff has compiled our research into a database of FINRA Broker Allegations for Leslie Lyle Pincombe.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Leslie Lyle Pincombe | 1399800 | 3 | 06/08/2015 | Customer Dispute | Settled | $12,000.00 | $0.00 | See Allegations |
Leslie Lyle Pincombe | 1399800 | 3 | 10/12/2014 | Customer Dispute | Denied | $91,000.00 | $0.00 | See Allegations |