Our Staff has compiled our research into a database of FINRA Broker Allegations for William Andrew Ballentine.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| William Andrew Ballentine | 1377647 | 3 | 10/03/2011 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| William Andrew Ballentine | 1377647 | 3 | 05/18/2004 | Civil | On Appeal | $0.00 | $0.00 | See Allegations |
| William Andrew Ballentine | 1377647 | 3 | 05/18/2002 | Customer Dispute | Award / Judgment | $78,869.00 | $78,869.00 | See Allegations |