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FINRA Broker Allegations for Philip A Dina

Our Staff has compiled our research into a database of FINRA Broker Allegations for Philip A Dina.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Philip A Dina13689171304/24/2017Customer DisputePending$50,000.00$0.00See Allegations
Philip A Dina13689171310/24/2016Customer DisputePending$379,259.00$0.00See Allegations
Philip A Dina13689171310/24/2016Customer DisputePending$50,000.00$0.00See Allegations
Philip A Dina13689171310/06/2016Customer DisputePending$139,904.00$0.00See Allegations
Philip A Dina13689171309/15/2016Customer DisputePending$176,410.00$0.00See Allegations
Philip A Dina13689171309/07/2016Customer DisputePending$356,122.00$0.00See Allegations
Philip A Dina13689171307/26/2016Customer DisputePending$17,295.00$0.00See Allegations
Philip A Dina13689171307/13/2016Customer DisputePending$174,163.00$0.00See Allegations
Philip A Dina13689171306/21/2016Customer DisputePending$109,655.00$0.00See Allegations

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