Our Staff has compiled our research into a database of FINRA Broker Allegations for Charles Alan Correal.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Charles Alan Correal | 1366202 | 6 | 09/20/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
Charles Alan Correal | 1366202 | 6 | 08/09/2017 | Customer Dispute | Settled | $150,000.00 | $0.00 | See Allegations |
Charles Alan Correal | 1366202 | 6 | 04/20/2017 | Customer Dispute | Settled | $22,600.00 | $0.00 | See Allegations |
Charles Alan Correal | 1366202 | 6 | 02/09/2015 | Customer Dispute | Settled | $260,000.00 | $0.00 | See Allegations |