Our Staff has compiled our research into a database of FINRA Broker Allegations for Charles Alan Correal.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Charles Alan Correal | 1366202 | 6 | 09/20/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Charles Alan Correal | 1366202 | 6 | 08/09/2017 | Customer Dispute | Settled | $150,000.00 | $0.00 | See Allegations |
| Charles Alan Correal | 1366202 | 6 | 04/20/2017 | Customer Dispute | Settled | $22,600.00 | $0.00 | See Allegations |
| Charles Alan Correal | 1366202 | 6 | 04/10/2017 | Customer Dispute | Award / Judgment | $38,426.30 | $7,500.00 | See Allegations |
| Charles Alan Correal | 1366202 | 6 | 02/29/2016 | Customer Dispute | Award / Judgment | $180,000.00 | $110,000.00 | See Allegations |
| Charles Alan Correal | 1366202 | 6 | 02/09/2015 | Customer Dispute | Settled | $260,000.00 | $0.00 | See Allegations |