Our Staff has compiled our research into a database of FINRA Broker Allegations for Charles Alan Correal.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Charles Alan Correal | 1366202 | 6 | 04/10/2017 | Customer Dispute | Award / Judgment | $38,426.30 | $7,500.00 | See Allegations |
Charles Alan Correal | 1366202 | 6 | 02/29/2016 | Customer Dispute | Award / Judgment | $180,000.00 | $110,000.00 | See Allegations |