Our Staff has compiled our research into a database of FINRA Broker Allegations for Thomas Cameron Oakes.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Thomas Cameron Oakes | 1354152 | 15 | 09/05/2019 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Thomas Cameron Oakes | 1354152 | 15 | 02/19/2019 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Thomas Cameron Oakes | 1354152 | 15 | 09/16/2018 | Customer Dispute | Award / Judgment | $70,000.00 | $0.00 | See Allegations |
| Thomas Cameron Oakes | 1354152 | 15 | 05/31/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Thomas Cameron Oakes | 1354152 | 15 | 11/26/2013 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Thomas Cameron Oakes | 1354152 | 15 | 03/17/2003 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
| Thomas Cameron Oakes | 1354152 | 15 | 11/12/2002 | Customer Dispute | Denied | $22,000.00 | $0.00 | See Allegations |
| Thomas Cameron Oakes | 1354152 | 15 | 09/04/2002 | Customer Dispute | Denied | $5,902.19 | $0.00 | See Allegations |
| Thomas Cameron Oakes | 1354152 | 15 | 07/19/2002 | Customer Dispute | Pending | $11,927.10 | $0.00 | See Allegations |
| Thomas Cameron Oakes | 1354152 | 15 | 12/21/2001 | Customer Dispute | Settled | $170,525.00 | $0.00 | See Allegations |