Our Staff has compiled our research into a database of FINRA Broker Allegations for Richard Charles Barrett.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Richard Charles Barrett | 13452 | 2 | 03/01/1981 | Customer Dispute | Award / Judgment | $20,000.00 | $18,396.50 | See Allegations |
| Richard Charles Barrett | 13452 | 2 | 08/06/1973 | Customer Dispute | Award / Judgment | $0.00 | $13,102.20 | See Allegations |