Our Staff has compiled our research into a database of FINRA Broker Allegations for Raymond Phillip Kvalvog.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Raymond Phillip Kvalvog | 1325343 | 4 | 01/24/2017 | Customer Dispute | Award / Judgment | $0.00 | $75,383.80 | See Allegations |
| Raymond Phillip Kvalvog | 1325343 | 4 | 09/19/2016 | Customer Dispute | Award / Judgment | $172,000.00 | $0.00 | See Allegations |
| Raymond Phillip Kvalvog | 1325343 | 4 | 10/25/2010 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Raymond Phillip Kvalvog | 1325343 | 4 | 04/07/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See Allegations |