Our Staff has compiled our research into a database of FINRA Broker Allegations for Donald Alex Nelson.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Donald Alex Nelson | 1318982 | 2 | 04/30/1992 | Customer Dispute | Award / Judgment | $26,850.00 | $12,400.00 | See Allegations |
Donald Alex Nelson | 1318982 | 2 | 08/01/1966 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |