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FINRA Broker Allegations for Barry Graham Armstrong

Our Staff has compiled our research into a database of FINRA Broker Allegations for Barry Graham Armstrong.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Barry Graham Armstrong1305112706/13/2017Customer DisputeSettled$51,146.20$0.00See Allegations
Barry Graham Armstrong1305112707/08/2015RegulatoryOn Appeal$0.00$0.00See Allegations
Barry Graham Armstrong1305112712/10/2012Customer DisputeWithdrawn$15,000.00$0.00See Allegations
Barry Graham Armstrong1305112712/21/2009Customer DisputeSettled$50,000.00$0.00See Allegations
Barry Graham Armstrong1305112712/03/2003Employment Separation After Allegations$0.00$0.00See Allegations
Barry Graham Armstrong1305112712/21/1998Customer DisputeSettled$600,000.00$0.00See Allegations

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