Our Staff has compiled our research into a database of FINRA Broker Allegations for Barry Graham Armstrong.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Barry Graham Armstrong | 1305112 | 7 | 06/13/2017 | Customer Dispute | Settled | $51,146.20 | $0.00 | See Allegations |
Barry Graham Armstrong | 1305112 | 7 | 07/08/2015 | Regulatory | On Appeal | $0.00 | $0.00 | See Allegations |
Barry Graham Armstrong | 1305112 | 7 | 12/10/2012 | Customer Dispute | Withdrawn | $15,000.00 | $0.00 | See Allegations |
Barry Graham Armstrong | 1305112 | 7 | 12/21/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
Barry Graham Armstrong | 1305112 | 7 | 12/03/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
Barry Graham Armstrong | 1305112 | 7 | 12/21/1998 | Customer Dispute | Settled | $600,000.00 | $0.00 | See Allegations |