Our Staff has compiled our research into a database of FINRA Broker Allegations for Doel Rafael Garciaromero.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Doel Rafael Garciaromero | 1301785 | 95 | 07/31/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 07/27/2018 | Customer Dispute | Withdrawn | $129,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 07/27/2018 | Customer Dispute | Settled | $350,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 06/28/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 06/27/2018 | Customer Dispute | Award / Judgment | $295,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 06/11/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 05/25/2018 | Customer Dispute | Settled | $3,500,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 05/22/2018 | Customer Dispute | Settled | $603,041.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 05/07/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 04/17/2018 | Customer Dispute | Settled | $782,847.00 | $0.00 | See Allegations |