Our Staff has compiled our research into a database of FINRA Broker Allegations for Doel Rafael Garciaromero.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Doel Rafael Garciaromero | 1301785 | 95 | 10/08/2018 | Customer Dispute | Settled | $1,034,050.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 10/08/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 10/08/2018 | Customer Dispute | Withdrawn | $275,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 10/08/2018 | Customer Dispute | Withdrawn | $410,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 10/08/2018 | Customer Dispute | Withdrawn | $1,200,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 10/02/2018 | Customer Dispute | Withdrawn | $300,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 10/02/2018 | Customer Dispute | Settled | $120,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 09/28/2018 | Customer Dispute | Settled | $1,338,640.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 09/05/2018 | Customer Dispute | Withdrawn | $290,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 08/01/2018 | Customer Dispute | Settled | $3,400,000.00 | $0.00 | See Allegations |