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FINRA Broker Allegations for Doel Rafael Garciaromero

Our Staff has compiled our research into a database of FINRA Broker Allegations for Doel Rafael Garciaromero.

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Displaying 10 out of 21 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Doel Rafael Garciaromero13017859509/20/2019Customer DisputeWithdrawn$110,000.00$0.00See Allegations
Doel Rafael Garciaromero13017859510/22/2018Customer DisputeWithdrawn$1,500,000.00$0.00See Allegations
Doel Rafael Garciaromero13017859510/18/2018Customer DisputeWithdrawn$100,000.00$0.00See Allegations
Doel Rafael Garciaromero13017859510/15/2018Customer DisputeWithdrawn$400,000.00$0.00See Allegations
Doel Rafael Garciaromero13017859510/15/2018Customer DisputeWithdrawn$1,080,000.00$0.00See Allegations
Doel Rafael Garciaromero13017859510/15/2018Customer DisputeWithdrawn$420,000.00$0.00See Allegations
Doel Rafael Garciaromero13017859510/08/2018Customer DisputeWithdrawn$160,000.00$0.00See Allegations
Doel Rafael Garciaromero13017859510/08/2018Customer DisputeWithdrawn$275,000.00$0.00See Allegations
Doel Rafael Garciaromero13017859510/08/2018Customer DisputeWithdrawn$410,000.00$0.00See Allegations
Doel Rafael Garciaromero13017859510/08/2018Customer DisputeWithdrawn$1,200,000.00$0.00See Allegations

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