Our Staff has compiled our research into a database of FINRA Broker Allegations for Doel Rafael Garciaromero.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Doel Rafael Garciaromero | 1301785 | 95 | 10/04/2016 | Customer Dispute | Settled | $688,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 08/03/2016 | Customer Dispute | Settled | $600,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 06/09/2016 | Customer Dispute | Settled | $510,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 12/09/2015 | Customer Dispute | Settled | $405,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 11/05/2015 | Customer Dispute | Settled | $1,113,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 10/28/2015 | Customer Dispute | Settled | $180,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 10/26/2015 | Customer Dispute | Settled | $240,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 10/21/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 10/19/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 10/19/2015 | Customer Dispute | Settled | $995,000.00 | $0.00 | See Allegations |