Our Staff has compiled our research into a database of FINRA Broker Allegations for Doel Rafael Garciaromero.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Doel Rafael Garciaromero | 1301785 | 95 | 11/09/2017 | Customer Dispute | Settled | $1,400,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 11/01/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 11/01/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 06/26/2017 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 05/15/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 05/03/2017 | Customer Dispute | Settled | $105,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 04/19/2017 | Customer Dispute | Settled | $600,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 02/10/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 12/20/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 11/17/2016 | Customer Dispute | Settled | $800,000.00 | $0.00 | See Allegations |