Our Staff has compiled our research into a database of FINRA Broker Allegations for Doel Rafael Garciaromero.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Doel Rafael Garciaromero | 1301785 | 95 | 06/28/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 06/11/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 05/25/2018 | Customer Dispute | Settled | $3,500,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 05/22/2018 | Customer Dispute | Settled | $603,041.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 05/07/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 04/17/2018 | Customer Dispute | Settled | $782,847.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 02/28/2018 | Customer Dispute | Settled | $600,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 02/15/2018 | Customer Dispute | Settled | $240,613.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 02/06/2018 | Customer Dispute | Settled | $2,916,470.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 12/22/2017 | Customer Dispute | Settled | $824,891.00 | $0.00 | See Allegations |