Our Staff has compiled our research into a database of FINRA Broker Allegations for Doel Rafael Garciaromero.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Doel Rafael Garciaromero | 1301785 | 95 | 03/19/2019 | Customer Dispute | Settled | $146,380.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 03/13/2019 | Customer Dispute | Settled | $115,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 10/22/2018 | Customer Dispute | Settled | $490,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 10/08/2018 | Customer Dispute | Settled | $1,034,050.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 10/08/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 10/02/2018 | Customer Dispute | Settled | $120,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 09/28/2018 | Customer Dispute | Settled | $1,338,640.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 08/01/2018 | Customer Dispute | Settled | $3,400,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 07/31/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 07/27/2018 | Customer Dispute | Settled | $350,000.00 | $0.00 | See Allegations |