Our Staff has compiled our research into a database of FINRA Broker Allegations for Doel Rafael Garciaromero.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Doel Rafael Garciaromero | 1301785 | 95 | 10/13/2015 | Customer Dispute | Settled | $711,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 10/12/2015 | Customer Dispute | Settled | $1,445,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 10/06/2015 | Customer Dispute | Settled | $90,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 09/29/2015 | Customer Dispute | Settled | $1,515,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 09/22/2015 | Customer Dispute | Settled | $215,500.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 09/22/2015 | Customer Dispute | Settled | $1,164,520.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 09/11/2015 | Customer Dispute | Withdrawn | $77,400.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 09/09/2015 | Customer Dispute | Settled | $1,769,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 08/20/2015 | Customer Dispute | Settled | $556,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 08/19/2015 | Customer Dispute | Settled | $1,810,000.00 | $0.00 | See Allegations |