Our Staff has compiled our research into a database of FINRA Broker Allegations for Doel Rafael Garciaromero.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Doel Rafael Garciaromero | 1301785 | 95 | 02/28/2018 | Customer Dispute | Settled | $600,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 02/15/2018 | Customer Dispute | Settled | $240,613.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 02/06/2018 | Customer Dispute | Settled | $2,916,470.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 12/22/2017 | Customer Dispute | Settled | $824,891.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 11/15/2017 | Customer Dispute | Award / Judgment | $6,000,000.00 | $4,881,130.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 11/09/2017 | Customer Dispute | Settled | $1,400,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 11/01/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 11/01/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 06/26/2017 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See Allegations |
| Doel Rafael Garciaromero | 1301785 | 95 | 06/08/2017 | Customer Dispute | Dismissed | $6,977,170.00 | $0.00 | See Allegations |