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FINRA Broker Allegations for Doel Rafael Garciaromero

Our Staff has compiled our research into a database of FINRA Broker Allegations for Doel Rafael Garciaromero.

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Displaying 91-95 out of 95 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Doel Rafael Garciaromero13017859508/19/2014Customer DisputePending$2,946,280.00$0.00See Allegations
Doel Rafael Garciaromero13017859507/07/2014Customer DisputeSettled$1,289,140.00$0.00See Allegations
Doel Rafael Garciaromero13017859511/08/2013Customer DisputeSettled$1,005,800.00$0.00See Allegations
Doel Rafael Garciaromero13017859510/29/2013Customer DisputeSettled$25,594,000.00$0.00See Allegations
Doel Rafael Garciaromero13017859510/29/2013Customer DisputeSettled$1,837,970.00$0.00See Allegations

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