Our Staff has compiled our research into a database of FINRA Broker Allegations for Michael Bruce Ralby.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Michael Bruce Ralby | 1301072 | 12 | 08/01/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See Allegations |
| Michael Bruce Ralby | 1301072 | 12 | 01/24/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Michael Bruce Ralby | 1301072 | 12 | 07/03/2018 | Customer Dispute | Settled | $37,170.40 | $0.00 | See Allegations |
| Michael Bruce Ralby | 1301072 | 12 | 06/08/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See Allegations |
| Michael Bruce Ralby | 1301072 | 12 | 03/05/2018 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Michael Bruce Ralby | 1301072 | 12 | 09/28/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Michael Bruce Ralby | 1301072 | 12 | 01/12/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Michael Bruce Ralby | 1301072 | 12 | 09/30/2014 | Customer Dispute | Award / Judgment | $0.00 | $2,205,750.00 | See Allegations |
| Michael Bruce Ralby | 1301072 | 12 | 04/04/2010 | Customer Dispute | Pending | $587,698.00 | $0.00 | See Allegations |
| Michael Bruce Ralby | 1301072 | 12 | 08/26/2009 | Civil | Pending | $0.00 | $0.00 | See Allegations |