Our Staff has compiled our research into a database of FINRA Broker Allegations for Donald Gene Dewaay.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Donald Gene Dewaay | 1297174 | 30 | 12/16/2011 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| Donald Gene Dewaay | 1297174 | 30 | 11/28/2011 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| Donald Gene Dewaay | 1297174 | 30 | 10/06/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See Allegations |
| Donald Gene Dewaay | 1297174 | 30 | 06/30/2011 | Customer Dispute | Settled | $281,000.00 | $0.00 | See Allegations |
| Donald Gene Dewaay | 1297174 | 30 | 06/13/2011 | Customer Dispute | Withdrawn | $822,568.00 | $0.00 | See Allegations |
| Donald Gene Dewaay | 1297174 | 30 | 04/15/2011 | Customer Dispute | Pending | $500,000.00 | $0.00 | See Allegations |
| Donald Gene Dewaay | 1297174 | 30 | 12/14/2010 | Customer Dispute | Closed-No Action | $255,000.00 | $0.00 | See Allegations |
| Donald Gene Dewaay | 1297174 | 30 | 11/22/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See Allegations |
| Donald Gene Dewaay | 1297174 | 30 | 09/07/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See Allegations |
| Donald Gene Dewaay | 1297174 | 30 | 02/05/2010 | Customer Dispute | Settled | $250,000.00 | $0.00 | See Allegations |