Our Staff has compiled our research into a database of FINRA Broker Allegations for Donald Gene Dewaay.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Donald Gene Dewaay | 1297174 | 30 | 06/25/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
Donald Gene Dewaay | 1297174 | 30 | 02/22/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
Donald Gene Dewaay | 1297174 | 30 | 01/03/2012 | Customer Dispute | Settled | $150,000.00 | $0.00 | See Allegations |
Donald Gene Dewaay | 1297174 | 30 | 10/06/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See Allegations |
Donald Gene Dewaay | 1297174 | 30 | 06/30/2011 | Customer Dispute | Settled | $281,000.00 | $0.00 | See Allegations |
Donald Gene Dewaay | 1297174 | 30 | 11/22/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See Allegations |
Donald Gene Dewaay | 1297174 | 30 | 09/07/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See Allegations |
Donald Gene Dewaay | 1297174 | 30 | 02/05/2010 | Customer Dispute | Settled | $250,000.00 | $0.00 | See Allegations |