Our Staff has compiled our research into a database of FINRA Broker Allegations for Donald Gene Dewaay.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Donald Gene Dewaay | 1297174 | 30 | 01/07/2012 | Customer Dispute | Pending | $44,810.60 | $0.00 | See Allegations |
Donald Gene Dewaay | 1297174 | 30 | 01/03/2012 | Customer Dispute | Pending | $2,993,730.00 | $0.00 | See Allegations |
Donald Gene Dewaay | 1297174 | 30 | 01/03/2012 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
Donald Gene Dewaay | 1297174 | 30 | 01/03/2012 | Customer Dispute | Settled | $150,000.00 | $0.00 | See Allegations |
Donald Gene Dewaay | 1297174 | 30 | 12/27/2011 | Customer Dispute | Pending | $500,000.00 | $0.00 | See Allegations |
Donald Gene Dewaay | 1297174 | 30 | 12/27/2011 | Customer Dispute | Pending | $73,000.00 | $0.00 | See Allegations |
Donald Gene Dewaay | 1297174 | 30 | 12/23/2011 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
Donald Gene Dewaay | 1297174 | 30 | 12/19/2011 | Customer Dispute | Pending | $62,000.00 | $0.00 | See Allegations |
Donald Gene Dewaay | 1297174 | 30 | 12/16/2011 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
Donald Gene Dewaay | 1297174 | 30 | 11/28/2011 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |