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FINRA Broker Allegations for Donald Gene Dewaay

Our Staff has compiled our research into a database of FINRA Broker Allegations for Donald Gene Dewaay.

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Displaying 10 out of 28 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Donald Gene Dewaay12971743003/30/2016Customer DisputeAward / Judgment$337,000.00$0.00See Allegations
Donald Gene Dewaay12971743003/24/2016Customer DisputeAward / Judgment$660,000.00$0.00See Allegations
Donald Gene Dewaay12971743006/25/2012Customer DisputeSettled$0.00$0.00See Allegations
Donald Gene Dewaay12971743002/22/2012Customer DisputeSettled$0.00$0.00See Allegations
Donald Gene Dewaay12971743002/22/2012Customer DisputeWithdrawn$0.00$0.00See Allegations
Donald Gene Dewaay12971743002/10/2012Customer DisputePending$170,000.00$0.00See Allegations
Donald Gene Dewaay12971743002/06/2012Customer DisputePending$240,000.00$0.00See Allegations
Donald Gene Dewaay12971743001/26/2012Customer DisputePending$999,999.00$0.00See Allegations
Donald Gene Dewaay12971743001/10/2012Customer DisputePending$0.00$0.00See Allegations
Donald Gene Dewaay12971743001/10/2012Customer DisputePending$0.00$0.00See Allegations

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