Our Staff has compiled our research into a database of FINRA Broker Allegations for Donald Gene Dewaay.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Donald Gene Dewaay | 1297174 | 30 | 04/19/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Donald Gene Dewaay | 1297174 | 30 | 03/30/2016 | Customer Dispute | Award / Judgment | $337,000.00 | $0.00 | See Allegations |
| Donald Gene Dewaay | 1297174 | 30 | 03/24/2016 | Customer Dispute | Award / Judgment | $660,000.00 | $0.00 | See Allegations |
| Donald Gene Dewaay | 1297174 | 30 | 08/21/2013 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Donald Gene Dewaay | 1297174 | 30 | 06/25/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Donald Gene Dewaay | 1297174 | 30 | 02/22/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Donald Gene Dewaay | 1297174 | 30 | 02/22/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| Donald Gene Dewaay | 1297174 | 30 | 02/10/2012 | Customer Dispute | Pending | $170,000.00 | $0.00 | See Allegations |
| Donald Gene Dewaay | 1297174 | 30 | 02/06/2012 | Customer Dispute | Pending | $240,000.00 | $0.00 | See Allegations |
| Donald Gene Dewaay | 1297174 | 30 | 01/26/2012 | Customer Dispute | Pending | $999,999.00 | $0.00 | See Allegations |