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FINRA Broker Allegations for William August Glaser

Our Staff has compiled our research into a database of FINRA Broker Allegations for William August Glaser.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
William August Glaser1274847706/25/2018Customer DisputePending$600,000.00$0.00See Allegations
William August Glaser1274847702/20/2018Customer DisputePending$3,931,720.00$0.00See Allegations
William August Glaser1274847709/11/2017Customer DisputeAward / Judgment$1,000,000.00$0.00See Allegations
William August Glaser1274847706/09/2017Customer DisputeSettled$406,632.00$0.00See Allegations

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