Potomac Analytics' Logo

FINRA Broker Allegations for Larry Richard Law

Our Staff has compiled our research into a database of FINRA Broker Allegations for Larry Richard Law.

Search by Allegation Text:

Date Range:

to

Filter by:

Sort by:

Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Larry Richard Law1273118408/08/2024RegulatoryFinal$0.00$0.00See Allegations
Larry Richard Law1273118404/14/2023Customer DisputeAward / Judgment$0.00$1,301,030.00See Allegations
Larry Richard Law1273118403/20/2023Customer DisputeSettled$400,000.00$0.00See Allegations
Larry Richard Law1273118408/07/2000RegulatoryFinal$0.00$0.00See Allegations

4 Results

Display: