Our Staff has compiled our research into a database of FINRA Broker Allegations for Larry Richard Law.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Larry Richard Law | 1273118 | 4 | 08/08/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Larry Richard Law | 1273118 | 4 | 04/14/2023 | Customer Dispute | Award / Judgment | $0.00 | $1,301,030.00 | See Allegations |
Larry Richard Law | 1273118 | 4 | 03/20/2023 | Customer Dispute | Settled | $400,000.00 | $0.00 | See Allegations |
Larry Richard Law | 1273118 | 4 | 08/07/2000 | Regulatory | Final | $0.00 | $0.00 | See Allegations |