Our Staff has compiled our research into a database of FINRA Broker Allegations for Alexander Patrick Kline.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Alexander Patrick Kline | 1271785 | 10 | 09/15/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
Alexander Patrick Kline | 1271785 | 10 | 06/25/2008 | Customer Dispute | Settled | $48,813.00 | $0.00 | See Allegations |
Alexander Patrick Kline | 1271785 | 10 | 01/28/2005 | Customer Dispute | Settled | $150,000.00 | $0.00 | See Allegations |
Alexander Patrick Kline | 1271785 | 10 | 01/20/2004 | Customer Dispute | Settled | $162,440.00 | $0.00 | See Allegations |
Alexander Patrick Kline | 1271785 | 10 | 11/30/2000 | Customer Dispute | Settled | $88,242.50 | $0.00 | See Allegations |