Our Staff has compiled our research into a database of FINRA Broker Allegations for Alexander Patrick Kline.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Alexander Patrick Kline | 1271785 | 10 | 08/14/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| Alexander Patrick Kline | 1271785 | 10 | 05/07/2024 | Customer Dispute | Denied | $70,000.00 | $0.00 | See Allegations |
| Alexander Patrick Kline | 1271785 | 10 | 01/19/2024 | Customer Dispute | Pending | $110,000.00 | $0.00 | See Allegations |
| Alexander Patrick Kline | 1271785 | 10 | 10/31/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See Allegations |
| Alexander Patrick Kline | 1271785 | 10 | 09/15/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Alexander Patrick Kline | 1271785 | 10 | 11/15/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Alexander Patrick Kline | 1271785 | 10 | 06/25/2008 | Customer Dispute | Settled | $48,813.00 | $0.00 | See Allegations |
| Alexander Patrick Kline | 1271785 | 10 | 01/28/2005 | Customer Dispute | Settled | $150,000.00 | $0.00 | See Allegations |
| Alexander Patrick Kline | 1271785 | 10 | 01/20/2004 | Customer Dispute | Settled | $162,440.00 | $0.00 | See Allegations |
| Alexander Patrick Kline | 1271785 | 10 | 11/30/2000 | Customer Dispute | Settled | $88,242.50 | $0.00 | See Allegations |