Our Staff has compiled our research into a database of FINRA Broker Allegations for James Michael Earl.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James Michael Earl | 1234987 | 4 | 11/07/2018 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See Allegations |
| James Michael Earl | 1234987 | 4 | 12/16/2010 | Customer Dispute | Denied | $100,000.00 | $0.00 | See Allegations |
| James Michael Earl | 1234987 | 4 | 11/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| James Michael Earl | 1234987 | 4 | 08/13/1986 | Regulatory | Final | $0.00 | $0.00 | See Allegations |