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FINRA Broker Allegations for Frank Philip Fusco

Our Staff has compiled our research into a database of FINRA Broker Allegations for Frank Philip Fusco.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Frank Philip Fusco1233242605/21/2020Customer DisputeDismissed$345,369.00$0.00See Allegations
Frank Philip Fusco1233242604/10/2017Customer DisputeAward / Judgment$375,000.00$25,000.00See Allegations
Frank Philip Fusco1233242610/17/2016Customer DisputeSettled$150,000.00$0.00See Allegations
Frank Philip Fusco1233242601/13/2016Customer DisputeSettled$75,000.00$0.00See Allegations
Frank Philip Fusco1233242605/11/2015Customer DisputeSettled$503,771.00$0.00See Allegations

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