Our Staff has compiled our research into a database of FINRA Broker Allegations for Frank Philip Fusco.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Frank Philip Fusco | 1233242 | 6 | 05/21/2020 | Customer Dispute | Dismissed | $345,369.00 | $0.00 | See Allegations |
Frank Philip Fusco | 1233242 | 6 | 04/10/2017 | Customer Dispute | Award / Judgment | $375,000.00 | $25,000.00 | See Allegations |
Frank Philip Fusco | 1233242 | 6 | 10/17/2016 | Customer Dispute | Settled | $150,000.00 | $0.00 | See Allegations |
Frank Philip Fusco | 1233242 | 6 | 01/13/2016 | Customer Dispute | Settled | $75,000.00 | $0.00 | See Allegations |
Frank Philip Fusco | 1233242 | 6 | 05/11/2015 | Customer Dispute | Settled | $503,771.00 | $0.00 | See Allegations |