Our Staff has compiled our research into a database of FINRA Broker Allegations for Brian Joseph Gotta.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Brian Joseph Gotta | 1219917 | 4 | 08/05/2024 | Customer Dispute | Denied | $65,000.00 | $0.00 | See Allegations |
| Brian Joseph Gotta | 1219917 | 4 | 07/12/2012 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Brian Joseph Gotta | 1219917 | 4 | 05/26/2005 | Customer Dispute | Settled | $219,000.00 | $0.00 | See Allegations |