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FINRA Broker Allegations for Robert Eugene Berg

Our Staff has compiled our research into a database of FINRA Broker Allegations for Robert Eugene Berg.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Robert Eugene Berg1218879301/07/2019Customer DisputeSettled$75,000.00$0.00See Allegations
Robert Eugene Berg1218879304/10/2018Customer DisputeAward / Judgment$19,400.00$16,400.00See Allegations
Robert Eugene Berg1218879308/20/2002Customer DisputeAward / Judgment$150,000.00$28,604.00See Allegations

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