Our Staff has compiled our research into a database of FINRA Broker Allegations for Timothy Neil Tremblay.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Timothy Neil Tremblay | 1201542 | 11 | 08/15/2024 | Customer Dispute | Pending | $523,000.00 | $0.00 | See Allegations |
| Timothy Neil Tremblay | 1201542 | 11 | 01/09/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See Allegations |
| Timothy Neil Tremblay | 1201542 | 11 | 08/24/2023 | Regulatory | Pending | $0.00 | $0.00 | See Allegations |
| Timothy Neil Tremblay | 1201542 | 11 | 06/02/2023 | Customer Dispute | Pending | $800,000.00 | $0.00 | See Allegations |
| Timothy Neil Tremblay | 1201542 | 11 | 09/30/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Timothy Neil Tremblay | 1201542 | 11 | 03/31/2015 | Customer Dispute | Settled | $8,600.00 | $0.00 | See Allegations |
| Timothy Neil Tremblay | 1201542 | 11 | 02/25/2013 | Customer Dispute | Settled | $67,156.00 | $0.00 | See Allegations |
| Timothy Neil Tremblay | 1201542 | 11 | 02/04/2013 | Customer Dispute | Settled | $173,745.00 | $0.00 | See Allegations |
| Timothy Neil Tremblay | 1201542 | 11 | 07/21/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Timothy Neil Tremblay | 1201542 | 11 | 09/01/1992 | Customer Dispute | Award / Judgment | $400,000.00 | $168,630.00 | See Allegations |