Our Staff has compiled our research into a database of FINRA Broker Allegations for Carl Max Birkelbach.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Carl Max Birkelbach | 1177843 | 8 | 01/28/2021 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Carl Max Birkelbach | 1177843 | 8 | 08/17/2017 | Customer Dispute | Award / Judgment | $8,300,000.00 | $0.00 | See Allegations |
| Carl Max Birkelbach | 1177843 | 8 | 10/15/2012 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Carl Max Birkelbach | 1177843 | 8 | 12/29/2011 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Carl Max Birkelbach | 1177843 | 8 | 12/20/2010 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Carl Max Birkelbach | 1177843 | 8 | 07/30/2008 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Carl Max Birkelbach | 1177843 | 8 | 06/12/1998 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Carl Max Birkelbach | 1177843 | 8 | 08/01/1989 | Customer Dispute | Award / Judgment | $6,940.00 | $500.00 | See Allegations |