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FINRA Broker Allegations for Jonathan Joseph Galli

Our Staff has compiled our research into a database of FINRA Broker Allegations for Jonathan Joseph Galli.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Jonathan Joseph Galli1172192210/20/1997Customer DisputeWithdrawn$95,503.00$0.00See Allegations
Jonathan Joseph Galli1172192209/13/1990Customer DisputeSettled$45,000.00$0.00See Allegations

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