Our Staff has compiled our research into a database of FINRA Broker Allegations for David Lloyd Barber.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
David Lloyd Barber | 1165082 | 10 | 05/06/2016 | Customer Dispute | Award / Judgment | $300,000.00 | $2,186,490.00 | See Allegations |