Our Staff has compiled our research into a database of FINRA Broker Allegations for Christopher Paul Anthony.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Christopher Paul Anthony | 1157930 | 5 | 09/20/2017 | Customer Dispute | Award / Judgment | $250,000.00 | $85,000.00 | See Allegations |
| Christopher Paul Anthony | 1157930 | 5 | 01/11/2017 | Customer Dispute | Award / Judgment | $2,000,000.00 | $50,000.00 | See Allegations |
| Christopher Paul Anthony | 1157930 | 5 | 08/10/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
| Christopher Paul Anthony | 1157930 | 5 | 04/28/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |